Items 1-3: Recipient ID Number, Recipient Name, Birth Date
Enter the patient's nine-digit recipient identification number, name and birthdate. The form's built-in help notes that the ID number appears to the right of the patient's name on the back of the Medical Programs Card. All fields on the HFS 1409 are required unless the instructions say otherwise, so these three must be complete.
Items 4-11: Provider and Physician Information
Items 4, 5, 6, 8 and 10 identify the provider who will furnish the service or item: provider number or NPI as shown on the Provider Information Sheet, office phone, name and address. HFS uses the phone number when it needs more information to act on the request. Items 7, 9 and 11 give the name and address of the physician or other practitioner who signed the order or prescription recommending the item or service.
Items 12-15: Diagnosis Code, Additional Diagnosis, Diagnosis Description, Patient Height/Weight
Enter the ICD-9-CM or ICD-10 diagnosis code according to the date of service, any additional diagnosis codes, and the written description that corresponds to the item 12 code. Patient height and weight are required for durable medical equipment and supply requests and for gastric bypass procedures.
Item 16: Procedure Code, Description, Qty, Cat. Serv
Give the five-digit HCPCS or CPT code and a brief description. Home health requests say whether services are intermittent visits or hourly in-home shift nursing, with the workweek for shift nursing; home health therapy adds frequency, duration and time frames. Quantity is the number of items for the approval period or times the service is performed. Category of service is 01 physician, 04 podiatric, 41 equipment or prosthetics, 45 optical, 48 supplies or 66 home health. For podiatry pairs, list the code, then 99199.
Prov Charge, Approved HFS Amt, Begin Date, End Date, Pur/Rent, Mod
Enter the total amount to be charged for the item and leave Approved HFS Amt blank. Enter a begin date only if the item or service has already been dispensed; leave it blank when it waits on approval. Add an end date where applicable. DME providers mark F for repair, M for modification, P for purchase or R for rental; all other providers use P or R. Leave Mod blank.
Items 17-20: Additional Procedures
Lines 17 to 20 hold up to four more procedure codes, completed the same way as item 16: code, description, quantity, category of service, provider charge, dates, purchase or rental and modifier, with the Approved HFS Amount left blank. A request is limited to five procedures in total; if more are needed, another HFS 1409 must be submitted.
Item 21: Additional Medical Necessity
Use this space for other medical information that supports the request. For optical requests, include a narrative explanation, the diagnosis and visual acuity both with and without glasses. Item-specific HFS questionnaires and certificates of medical necessity, such as those in the HFS 2305 and 3701 series, go with the request where they apply.
Items 22-23: Approving Authority Signature, Provider Signature/Date
Item 22 is used only by the Department of Children and Family Services to authorize in-home shift nursing. Item 23 is signed in ink and dated by the individual who will provide the service, certifying that the information above is true, accurate and complete. The instructions ask providers to review the request for completeness and accuracy before sending it and allow a copy to be kept in the provider's records.