FAA HIMS AME Checklist: Drug and Alcohol Initial

When a pilot seeks initial special issuance after substance dependence or abuse, the HIMS-trained AME completes this one-page checklist and uses it as the cover sheet for the whole package. It lists, in order, the HIMS AME face-to-face report, data sheet, treatment records, psychiatrist and neuropsychologist evaluations, and additional records such as aftercare and airline reports, DUI records and the pilot's personal statement.

Who completes it

The HIMS-trained AME completes and signs it. Treatment programs, the psychiatrist, the neuropsychologist, aftercare and the airline supply the reports it lists.

Submitting and payment

How to submit it
Within 14 days of the deferred exam, the AME sends the checklist and all supporting information in one package by one method: Huddle electronic submission for first- and second-class HIMS cases, mail for all others.

Good to know

  • Each numbered item matches the FAA Certification Aid for HIMS Drug and Alcohol Initial, which details what each report must contain.
  • Most first- and second-class pilots need a HIMS-trained psychiatrist; most third-class pilots need a board-certified psychiatrist. The neuropsychologist provides raw testing data and CogScreen results.
  • Chief Pilot and Peer Pilot letters apply to commercial first- or second-class pilots; the HIMS AME Data Sheet does not apply to third class.
  • Sending by more than one method or sending duplicates delays review, and missing or incomplete items cause certification delays.

Get the official form

Download the current version from the source each time; forms change without notice.

HIMS trained AME Checklist – Drug and Alcohol MONITORING INITIAL Certification

Fill it with Vero

If your copy of the form is a fillable PDF, upload it once and Vero Documents fills it from the visit note and the chart, ready for you to review and sign. Download, print, or email the finished form, with the patient’s consent.

How this list is checked

A form is listed only after its name and number were confirmed on the issuing agency’s or insurer’s own website, or in the form itself. Each entry links to that source. The list was last checked in October 2026. Forms and their requirements change without notice, so check the official page for the current version before you complete one.

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Frequently asked questions

How is the HIMS initial drug and alcohol package submitted?

As one package with this checklist on top, within 14 days of the deferred exam. First- and second-class HIMS cases can be sent electronically through Huddle; all others are mailed. The FAA asks for only one submission method, since duplicates delay review.

What evaluations are required for a HIMS initial special issuance?

A psychiatrist evaluation (HIMS-trained for most first- and second-class pilots, board-certified for most third-class) and a neuropsychologist evaluation with raw testing data and CogScreen results, plus treatment records, the HIMS AME's face-to-face report and the additional records the checklist lists.