Report type: Initial, Interim or Final
Check the box for the report being sent. Board Rule 61 calls for a report after initial treatment, at least every three months while treatment continues, at release to work, when a permanent partial disability rating is set, and at discharge, so the box tells the insurer which event the report covers. The banner warns that failure to submit the report to the insurer will jeopardize payment of fees.
Employee, Employer, Insurer/Self-Insurer and Claims Office
Enter the Board claim number, the employee's name, date of injury, address and phone, the employer's name, phone and mailing address, the insurer or self-insurer's name and mailing address, and the claims office name, phone and location. These blocks let the insurer match the report to the claim and show where the three copies go.
Items 1 to 5: dates, authorization, patient history and findings
Give the date disability began and the date of first treatment, then show who authorized your services in item 3: the employer, another doctor by name, or other. Record the patient history in item 4 and the findings from examination in item 5. Board Rule 205 ties payment to treatment prescribed by an authorized treating physician, which is why the authorization source matters.
Items 6 to 8: diagnosis, treatment and prognosis
Describe the diagnosis with its ICD-10 code, describe the treatment given, and state the prognosis. Under Board Rule 205, treatment is paid when it is related to the job injury and reasonably required to effect a cure, give relief, restore the employee to suitable employment, or establish whether the condition is causally related to the accident.
Items 9 to 14: maximum recovery, disability length and discharge
Enter the date of maximum recovery and your estimate of the length of disability, and note whether catastrophic case management is recommended (item 11). Then record the date the patient was discharged as cured, any date the patient stopped treatment without an order, and any date the patient refused treatment, since each affects the insurer's handling of benefits.
Item 15: return to work
Give the date the patient can return to work without restrictions (15a) or with restrictions (15b), and list the restrictions (15c). A release to return to work is itself one of the events that calls for a WC-20a, and a release with restrictions starts the employer's 60-day window to send the employee Form WC-104.
Items 16 and 17: hospitalization and permanent disability
Give the hospital's name if the patient was hospitalized. Item 17 asks whether the employee has any permanent disability; if yes, specify the part of the body and the percentage based on the AMA Guides. A report containing a permanent partial disability rating must be filed by the insurer with the Board within 10 days of receipt.
Itemized services and Doctor's Signature
Itemize each service with the date of service, CPT or CDT code, the medical, surgical or dental service or drug, units and amount. Then enter the doctor's name, FEIN or SSN, address, date and signature. The form asks you to type it and file three copies with the insurer or self-insurer, along with office notes and narratives.