Demographic information (items 1 to 8)
On the first form, complete the insurer name, visit or review date, patient name, date of birth, date of accident, employer and whether this is the initial visit with you; items 2, 3, 4 and 6 are required on every later form. Item 2 is the date of service, the 30-day review date, or the date of a change in clinical status or treatment, including a prescription change.
SECTION I: Clinical Assessment / Determinations
Check item 9 if items 10 to 13d are unchanged since the last report. Otherwise mark work-relatedness (item 10; if not work related, sign the attestation and submit), whether objective relevant medical findings exist (item 11, with an explanation), descriptive diagnoses (item 12, not ICD codes alone) and every major contributing cause question in item 13. The work injury must contribute more than 50 percent, and pain without objective relevant findings is not compensable.
SECTION II: Patient Classification Level
Check at least one of items 14 to 17. Level I is a specific, well-defined condition whose objective findings match the complaints. Level II is regional or generalized deconditioning that calls for physical reconditioning. Level III is poor correlation between complaints and objective findings, with non-somatic factors, calling for interdisciplinary rehabilitation. The level should match the physical medicine option requested in item 20c.
SECTION III: Management / Treatment Plan
Check item 18 only when no further care, including medication management, is needed; MMI must then be established and an impairment rating assigned. Check item 19 if items 20a to 20g are unchanged. Otherwise check each service requested in item 20: consult, referral or transfer of care with the specialty, diagnostic tests, physical medicine with specific instructions, named drugs, DME with quantity, surgery (CPT codes allowed) and attendant care level, frequency and duration.
SECTION IV: Functional Limitations and Restrictions
Check one item. Item 21 means no limitations, with the date of release to full activity. Item 22 means the patient cannot work even at a sedentary level, with details and an effective date. Item 23 allows return to activity with restrictions: name the joint or body part and, for each limited activity, give load, frequency and duration, and range of motion or position. Restrictions apply on and off the job until the next appointment.
SECTION V: Maximum Medical Improvement / Permanent Impairment Rating
Item 24 records whether MMI has been reached and its date, not reached, an anticipated MMI date, or not yet determinable; once MMI is set, check whether future medical care is anticipated. Items 25 and 26 give the whole-body impairment percentage, the body part or system and the rating guide used. Item 27 records whether residual dysfunction or functional loss is expected. Mark which item 23 restrictions are permanent.
SECTION VI: Follow-Up
Enter the next scheduled appointment date and time in item 28. If no appointment is set, give a brief explanation such as as needed, discharged from care or transfer. The limitations and restrictions in Section IV stay in effect until this appointment unless they are noted otherwise or modified before that date.
SECTION VII: Attestation Statement
The physician completes the physician group, date, signature, DOH license number, printed name and specialty, attesting that the answers are made to a reasonable degree of medical certainty based on objective relevant medical findings, match the medical record and have been shared with the patient, and certifying any MMI or impairment information. A non-physician provider who rendered billable services that visit signs the second attestation; otherwise enter N/A.