Opening questions and Evidence Review (page 1)
Record who requested the DBQ, whether you are a VA provider, whether the Veteran is regularly seen in your clinic, and whether the exam was in person, describing the method if not. Check whether records were reviewed and identify them, such as service, VA or private treatment records, with the date range. The page also asks you to read the Privacy Act and respondent burden information before completing the form.
Section I: Diagnosis
1A asks whether the Veteran has or has ever had sleep apnea; the note requires confirmation by a sleep study, reported in Section V. 1B checks the type: obstructive, central, mixed, or other sleep disorder, each with ICD code and date of diagnosis, and 1C takes additional related diagnoses. If another respiratory condition is diagnosed, use the Respiratory and/or Narcolepsy questionnaire instead.
Section II: Medical History
2A is a brief summary of the onset and course of the Veteran's sleep disorder. 2B asks whether continuous medication is required to control it; list only the medications required for the sleep disorder. 2C asks whether the Veteran requires a breathing assistance device, such as a continuous positive airway pressure (CPAP) machine.
Section III: Findings, Signs and Symptoms
3A asks whether the Veteran currently has any findings, signs or symptoms attributable to sleep apnea. If yes, check all that apply: persistent daytime hypersomnolence, carbon dioxide retention, chronic respiratory failure, cor pulmonale, or a requirement for tracheostomy, and describe any other finding in the space provided.
Section IV: Other Pertinent Physical Findings, Complications, Conditions, Signs and/or Symptoms
4A captures other findings related to the diagnosed conditions. 4B asks about scars related to the conditions or their treatment. If any scar is painful or unstable, totals 39 square centimeters (6 square inches) or more, or is on the head, face or neck, also complete VA Form 21-0960f-1; otherwise give its location and measurements in centimeters here. 4C holds comments.
Section V: Diagnostic Testing
5A asks whether a sleep study has been performed and, if so, whether the Veteran has documented sleep disordered breathing, with the study date, the facility if known, and the results. Repeat testing is not required when results in the record reflect the current condition. 5B records other significant diagnostic findings with the type of test, date and a brief summary of results.
Sections VI and VII: Functional Impact; Remarks
6A asks whether the Veteran's sleep apnea affects his or her ability to work. A Yes answer needs a description of the impact with one or more examples. 7A is open space for any remarks the examiner wants VA to read alongside the answers in the earlier sections.
Section VIII: Examiner's Certification and Signature
The examiner certifies that the information is accurate, complete and current, beneath a penalty statement covering willful false statements and fraudulent acceptance of payment. Complete 8A to 8H: signature, printed name and title, area of practice or specialty, date signed, phone and fax, NPI, medical license number and state, and address.