CVS Caremark's general (global) request for prior authorization or formulary exception for commercial (non-Medicare) prescription benefit plans.
- Completed by
- Prescriber
- Issued by
- CVS Caremark
- Format
- Fillable PDF
- Language
- English
Optum Rx uses this two-page fax form for drug prior authorization for commercial and Medicare Part D members when no drug-specific or state form applies. Optum Rx steers prescribers to electronic PA first, and this form is the fallback when ePA or a phone request isn't possible. It asks for the diagnosis, prior medications, contraindications, labs and any quantity-limit justification, and page 2 warns that a request may be denied unless all required information is received.
The prescriber or the prescriber's office completes the four required blocks (member, provider, medication and clinical information), any quantity-limit questions and the attestation. The form records the name of the person completing it separately from the prescriber's signature.
Enter the member's name, insurance ID number, date of birth, street address, city, state, ZIP code and phone. Every block on page 1 except the quantity-limit questions is labeled required, and page 2 warns that a request may be denied unless all required information is received, so complete each line rather than leaving details to attached records.
Give the provider's name, NPI number, specialty, office phone, office fax and office street address with city, state and ZIP. The banner above this block points to ProviderPA.com for electronic submission. Optum Rx's ePA page says electronic requests support all forms of PA and formulary exception requests, so the paper form is the fallback when ePA or phone isn't possible.
Write the medication name, dosage form and strength, and the directions for use. Check the box if the request is for the brand product, and check the continuation-of-therapy box when the patient is already taking the drug. These two boxes tell the reviewer whether the request is a brand request, a renewal or a new start.
Give the diagnosis for the requested drug and its ICD-10 codes. List ALL medications and strengths tried with an inadequate response, with the length of each trial and the reason for stopping. Then list every medication the patient has a contraindication or intolerance to, with the specific issue for each. Finish with any supporting labs or test results, specifying which ones.
Complete this block only for a quantity exception. State the quantity requested per day and check the reason for exceeding plan limits: titration or loading dose, a dose-alternating schedule, a strength not commercially available, a medical justification for not using a higher available strength at the same frequency, a larger surface area for topicals, or other. Acetaminophen over 4 grams a day for travel or a stolen supply is a pharmacy override instead.
Answer Yes or No to the attestation that the information is true and accurate to the best of the prescriber's knowledge, and that Optum Rx may perform a routine audit and request the medical information needed to verify it. Print the name of the person completing the form; the prescriber then signs and dates it.
Use the open lines for other comments, diagnoses, symptoms, medications tried or failed, or anything else the physician considers important to the review. The page then repeats the rules: no buy and bill drugs, possible denial without all required information, a phone line for patients who cannot meet standard requirements and for urgent requests, and fax for non-urgent requests only.
Download the current version from the source each time; forms change without notice.
Prior Authorization Request Form
A form is listed only after its name and number were confirmed on the issuing agency’s or insurer’s own website, or in the form itself. Each entry links to that source. The list was last checked in October 2026. Forms and their requirements change without notice, so check the official page for the current version before you complete one.
Sources for this guide
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No. Page 2 says urgent or expedited requests should be called in to the Optum Rx prior authorization line, and that the fax form is for non-urgent requests. Electronic PA is the faster alternative: Optum Rx says many ePA determinations arrive within minutes of submission, and chart notes can be uploaded as JPEG, TIFF or PDF.
No. Page 2 says the request is not for a buy and bill drug and that Optum Rx is not authorized to review medications supplied by the physician's office. For those drugs, contact the patient's medical benefit, which handles its own coverage review.
Yes. The Quantity limit requests block asks for the quantity per day and the reason for exceeding plan limits: titration or loading dose, a dose-alternating schedule, a strength that is not commercially available, a medical reason a higher available strength can't be used, a larger surface area for topicals, or another reason you specify.
Optum Rx invites prescribers to call its prior authorization line to discuss a denial decision. Page 2 also says to call that line if the patient cannot meet the standard prior authorization requirements. Drug-specific guidelines can be requested by phone and faxed or mailed, which shows what documentation the criteria expect.